Course Description: This highly interactive, web-based course provides a roadmap that you can follow to develop an integrated framework for complying with SOX 404. And, because this course is accredited, you will receive templates to use as a roadmap to design an integrated compliance framework, and 5 CPE credits once you successfully answer the required exam questions.
Targeted Audience: This course is intended
for CPAs and other professionals that are required to
execute a Sarbanes-Oxley initiative. These professionals
require guidance, education and templates that will
help them to deeply understand the requirements for
compliance with SOX 404. This course is also intended
for those who need to fulfill their CPE requirements.
This course contains the following major sections:
- Overview of Sarbanes Oxley Section 404 Requirements
- Internal Control Governance Procedures
- Defining a Top-Down, Risk-Based Approach to Compliance
- Executing a Risk-Based Approach to Compliance
- Management Reporting Requirements
- Synopsis of External Auditor Requirements
- CPE Credit Exam
- Templates
In addition to educating you on all critical aspects of SOX 404 compliance, the course provides you with a series of useful templates and resources that will help you to complete an audit.
After you have successfully completed the course and the exam, you will receive a certificate for 5 CPE credits. Participants have one year to complete this course from time of enrollment to receive the credits for it.
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Course Description: This on-line course provides a cost-effective and thorough way to better understand the various requirements of SOX 404. The primary goal of the course is to demystify SOX for all individuals that are impacted by, or need to comply with, the SOX laws.
Targeted Audience: This course is intended for all individuals that need to better understand the business impacts and requirements of SOX 404. Typical students include professionals in the finance, accounting, and legal departments within publicly traded companies.
This course contains the following major sections:
- Overview of Sarbanes Oxley Section 404 Requirements
- Internal Control Governance Procedures
- Defining a Top-Down, Risk-Based Approach to Compliance
- Executing a Risk-Based Approach to Compliance
- Management Reporting Requirements
- Synopsis of External Auditor Requirements
If you desire more than a basic SOX education, upgrade to the SOX IQ CPE version. You will receive useful templates and resources to help you create a robust SOX compliance plan.
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The Institute for Financial Excellence is registered with the National Association of State Boards of
Accountancy (NASBA), as a sponsor of continuing professional
education on the National Registry of CPE Sponsors. State
boards of accountancy have final authority on the acceptance
of individual courses for CPE credit. Complaints regarding
registered sponsors may be addressed to the National Registry
of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville,
TN, 37219-2417. 
